Saturday, July 14, 2012
Notes on passive revolution posted by Richard Seymour
I. ‘Passive revolution’ emerged at first to explain a
particular kind of ‘bourgeois revolution’ (ie capitalist transition) effected
without a radical-popular assault on the state.
Gramsci’s focus was on the Risorgimento, but other examples would
include German Unification, and Meiji Restoration Japan. In the period since 1848, Neil Davidson suggests
in what is evidently the authoritative work on this subject, this type of
transition has been the most common due to two factors: first, the emergence of
the working class, whose minatory presence sapped the revolutionary afflatus of
the bourgeoisie; and second, the emergence of other ruling classes or social
groups capable of enacting the transition (in Germany, the feudal ruling class;
in Egypt as in many neighbours, the officer corps). Since capitalism had
emerged as clearly the most dynamic mode of production in a world system
increasingly dominated by it, non-capitalist ruling classes could be persuaded
to make the transition. 1. that no social formation disappears as long as the productive forces which have developed within it still find room for further forward movement;2. that a society does not set itself tasks for whose solution the necessary conditions have not already been incubated etc.
V. 'Passive revolution' is thus, in both its main senses, a particular relationship between political leadership and social transformation; political leadership becomes identical with state domination, through which transformation is achieved. The tendency in 'passive revolution' is for the bourgeoisie to be unable to rule directly, or alone. Partly for this reason, 'passive revolution' is internally related to the concept of 'Caesarism' which, despite being initially posited as an explicitly polemical formulation, is clearly drawn from Marx's discussion of 'Bonapartism', and which is also a tendency immanent to capitalist modernity. According to Gramsci, 'Caesarism' occurs where the two opposing fundamental classes are deadlocked, both sides evenly matched, potentially threatening mutual ruin: in such a catastrophic stalemate, a 'Caesar' can either play a progressive or reactionary role. It is in its reactionary sense that it is tied to 'passive revolution', as it is often the role of a 'Caesar' to carry through such a transformation. A 'Caesar' is not necessarily a great personality. The decisive thing is that 'Caesarism', whether it is personated in the form of a despot, or party, or faction, or alliance, represents some form of compromise between the classes, whether its general thrust is toward progress or reaction. That is why, as Gramsci says, ""every coalition government is a first stage of Caesarism". And, because of the enhanced role of the state in 'Caesarism', it can be an ideal type of regime to achieve 'revolution-restoration'. It is significant in this sense that Bismarck is given as an example of regressive 'Ceasarism'.
Yet at the same time, 'passive revolution' is, as I have said, a process in which some compromise between the contending classes is struck. In some form, however partial and mitigated, popular demands have to be addressed; a material substratum for acquiescence if not active assent must be created. Moreover, although 'passive revolution' is often a repressive form of modernisation, it is worth recalling that consent is often as not produced through coercion and terror - that is, through the demonstration with physical force that 'there is no alternative, and the only people talking of an alternative are criminals and misfits who get beaten up and arrested'. (Cf. Poulantzas: "State monopolized physical violence permanently underlies the techniques of power and mechanisms of consent".) There is a sense in which 'passive revolution' must simulate elements of bourgeois hegemony in a context of weakness, stasis or underdevelopment. This is why some authors refer to a 'limited hegemony' in the context of 'passive revolution', despite the fact that the dominant tendency is toward domination without consent.
VIII. The question, then, is how can the tendencies toward 'passive revolution', immanent to capitalist modernity, be interpreted today? The neoliberal transformation sharpened the tendencies toward 'passive revolution'. First of all, in the sense that it was a modernisation project, and that it rationalised the productive and demographic forces to an extent, even if it introduced all sorts of new pathologies and 'contradictions' in doing so. Second, in the sense that it involved some partial, limited concessions to popular interests - differentiation in the proletariat allowed this to be accomplished, even while the rate of exploitation was being driven up. Thirdly, in the sense that there were tendencies toward hegemony-building, an effort to shift the common sense, even though the main form in which transformation was achieved was through struggle. Fourth, in the emphasis on repression as a factor in building consent. Neoliberal reform did not merely rely on repression to enable its passage, but rather implemented a fundamental shift in the continuum toward repression: from welfare and material concessions to the carceral/punitive state. Finally in the transformist tendencies particularly evident in the latter phase of neoliberal transformation: following the open assault on low wage earners, union militants, the oppressed, the social movements and the left, there ensues the incorporation of the leaders of defeated or at least chastened social movements, unions and left parties into a new neoliberal social democracy.
IX. The global crisis has demonstrated the need, purely on capitalist terms, for fundamental, structural reform of the capitalist system. In fact, the only viable solution on capitalist terms would be simultaneously the most irrational solution - the destruction of masses of capital, through profound economic contraction or through war. But this is not politically viable. Not even Rick Santorum could win on that slogan, and the bourgeoisie wouldn't tolerate it if he did. For that reason, the debate is between a set of mediating, compromise solutions with the emphasis shifting between Keynesian demand management and neoliberal regulation. In Europe, the most punitive neoliberalism is consistent with a programme of re-regulating financial markets up to and including a continent-wide Tobin tax. Even in Greece, the EU's austerity project is bound up with rationalising tendencies - building a better tax-collecting apparatus, etc. So, the tendencies toward 'passive revolution' are, I would say, sharpened further. Coterminous with this, the 'Caesarist' tendencies are sharpening as well. If the coalition government is the beginning of Caesarism in a parliamentary age, then the emergence of cross-party coalitions around a 'technocratic' agenda of fundamental institutional and social restructuring represents the beginnings of a Caesarist legion. One thing that Buci-Glucksmann was certainly right about was that the historic bloc, in its 'expansive unity', is the antithesis of the 'passive revolution' based on cynical, bureaucratic power bloc manouevering. The question is whether a new historical bloc can be forged in the popular struggles, with its strategic axis the hegemony of the working class and its forms of democracy.
Labels: bourgeois revolution, gramsci, hegemony, historical bloc, passive revolution, power bloc, socialism, socialist strategy, state, working class
Sunday, May 01, 2011
Hegemony, war of position and organic crisis posted by Richard Seymour
But in fact, there's no necessary reason why anyone should consent to this social image, which attributes 'growth', the sign for accumulated, alienated human labour, to a reifed capitalist 'market'. There's no necessary reason why anyone should even believe that these benefits actually follow from capitalist 'growth', for they very often do not. Nor is there any necessary reason why people should accept this arrangement as just, or 'natural', or 'inevitable', and acquiesce in it. And, of course, many people do not. But the production of social images takes place within an antagonistic and asymmetrical power relation, and the bourgeoisie exerts strategic control over most of the means through which social images are produced and disseminated. So, for bourgeois hegemony to be operative, it has to have achieved decisive leverage over the production of ideology, through universities, the military, the church, media, the parliamentary state, and so on; and the interests and aspirations of subaltern classes have to be plausibly incorporated into the ruling ideology. This requires the production of "tendentially empty signifiers" (Laclau, 'Structure, History and the Political') through which particular interests can appear to represent universal interests. These tendentially empty signifiers - family, market, justice, nation, hard-working, consumer, tax-payer, decent*, etc etc. - permit a certain equivalence between particulars, linking them, and anchoring them in a discourse beyond particularism. (*It is actually an over-statement to consider any of these signifiers 'tendentially empty', which is why Vološinov's analysis of social multi-accentuality comes in handy).
Since ruling classes are nationally constituted, moreover, they tend to represent their particularist interests first as national interests, and then only secondarily as contributing to planetary embetterment, or at least not inhibiting it. If the ruling class in question stands in an imperialist relationship to other other societies, then that ruling class will represent the national interest in missionary language - manifest destiny, the civilizing mission, containment, democracy promotion, etc., - concerning the nation's extra-territorial role, but this is always subordinate to the national interest, represented in the international terrain as as 'enlightened self-interest'. So, bougeois hegemony in an imperialist state can operate by appearing to meet the needs of subaltern classes within the imperialist mission itself, through their participation in demonstrations of national/racial supremacy, and their apparent benefiting from the fruits of that supremacy.
II. 'War of Position'. In its zenith, the bourgeoisie is capable of delivering sustained social transformation without surrendering its hegemony with respect to subaltern classes; it can take initiative and dictate the pace and nature of social reform; thus, the period following the organic crisis of 1848 is one of sustained reform, and qualitative social transformation, often under pressure from the working classes, but never exactly at their bidding or to their requirements. Similarly, there emerged new national states whose creation was directed by bourgeois-aristocratic initiative, without a popular Jacobin element driving their construction. In these states, notably Italy and Germany, the bourgeoisie could create independent centres of capital accumulation with fully fledged bourgeois cultural and political institutions without the working class taking leadership. This process, Gramsci dubbed 'passive revolution'.
For as long as the bourgeoisie retains its hegemonic position, the prospect of an immediate revolutionary assault on its power bases remains distant, upheld only as an intellectual-moral horizon by revolutionary parties until such time as circumstances change. In these circumstances, what Gramsci calls the "Forty-Eightist" position (referring, of course, to 1848) calling for insurrection against the state is, he claims, historically superseded by the rigidification of state authority and civil society organisation. The 'war of movement' becomes a 'war of position': "The massive structure of the modern democracies, both as State organisations and as complexes of associations in civil society, are for the art of politics what ‘trenches’ and permanent fortifications of the front are for the war of position". (Gramsci, 'The State and Civil Society'). Gramsci was not heterodox in this position, as Peter Thomas has shown - Engels, Lenin and Trotsky had all employed this insight, the latter insisting that conditions unique to Tsarist Russia would not be replicated in stable capitalist societies, and so the class struggle would have to be waged with a view to the specific conditions inhering in those states. The 'war of position' is not a chosen strategy, but a mode of political struggle enforced by circumstance. A 'war of movement' is available where a society is held together by force, where its power is concentrated in the instruments of repression, rather than consent. In advanced capitalist social formations, the bourgeoisie has successfully confined the proletariat's struggles to the sphere of civil society, which dictates where and how the war must be fought. This war will be conducted by means of ideological campaigns, trade union mobilisations, legal-democratic protests, etc. All of this is intended to exploit 'contradictions' in ruling ideology; turn exploited against exploiter; amplify demands for attainable reforms (both for its own beneficial purposes, and to socialise cadres of workers in militant struggles); raise reasonable but unattainable demands to illustrate the limits of the system's ability to meet social aspirations; and in the process convoke new constellations of potentially counter-hegemonic political forces.
III. Organic crisis. Until one day... An 'organic crisis' is a complete crisis of society and state, not merely of the capitalist market, but of the bourgeoisie's political and cultural institutions, and its sources of hegemony. It constitutes a crisis in the authority of all affected bourgeois states, and stimulates subaltern movements on an international level. A crisis of authority "occurs either because the ruling class has failed in some major political undertaking for which it has requested, or forcibly extracted, the consent of the broad masses (war, for example), or because huge masses (especially of peasants and petit-bourgeois intellectuals) have passed suddenly from a state of political passivity to a certain activity” (Gramsci, 'State and Civil Society').
It is precisely such a generalised crisis that rescues the "Forty Eightist" position from a purely niche, antiquarian, or fetishistic interest, justifying the idea of a permanent revolution taking on the state directly. The ruling order suddenly seems brittle, the civil society no longer as robust, existing channels for popular expression no longer capable of deflating radical critique. Something like this could be said to have occurred in the Middle East. However, in the short-run, such crises are dangerous for the Left. Not all strata can reorient themselves at the same pace - traditional ruling classes have numerous trained cadres, and changes men and programmes with greater speed than opponents. For example, the Left was initially wrong-footed by the crisis of 2008, not helped by it.
One might argue that the revolutionary process in the Middle East reinforces the view that such scenarios only unfold in states with weak civil society organisations, frail or non-existent democratic legitimacy, overwhelmingly dependent on force. This, however, would overstate the extent to which the ancien regimes in the recent revolutionary states, Tunisia and Egypt, were dependent on consent. It was precisely because such consent broke down, and the social basis of their regimes narrowed, that they eventually fell. Mubarak's fall, for example, was precipitated by: a financial crisis; the weakening of state capacity; the defection of important class fractions (particularly the middle class and rural poor); the shattering of elite self-confidence; the transfer of loyalties of strategically significant intellectuals to opposition, which cultivates its own cadres of organic intellectuals; and finally a popular unwillingness to tolerate the old order, even at the cost of privation, injury and a number of deaths. These processes would have been accelerated by the regime's undemocratic nature, and its considerable cultural and socioeconomic distance from the ruled, but they are far from unique to such regimes. An organic crisis can afflict any regime. It would be historically short-sighted not to expect the features of such crises to recur not just in Third World autocracies, but in the Euro-American capitalist core in the near future.
Five years ago, a little noted article appeared in The International Political Science Review. By Adam Webb, the article entitled 'The Calm Before the Storm? Revolutionary Pressures and Global Governance' anticipated "a global revolutionary crisis". This would probably take place within a generation, he forecast, and would be prefaced by a systemic global economic crisis equivalent to the prolonged 'troughs' of the 1930s and 1970s. Such a crisis would intersect with an existing sense of injustice about the inequity of global wealth accumulation, and drive political radicalisation. But this would not result in revolution if the world system and the national regimes comprising it enjoyed sufficient legitimacy to weather the storm. The reason why such a crisis can become revolutionary is because the existing order is brittle, increasingly lacking democratic legitimacy even within the 'developed' capitalist core.
This is a feature of neoliberal governance, which saw "that ‘unstable equilibrium’ between coercion and consent which characterizes all democratic class politics" tilt "decisively towards the ‘authoritarian’ pole" (Stuart Hall). Limited democratic participation was replaced by market-driven decision-making. The fragile, antagonistic nature of this hegemonic project, which involved somehow suturing together a series of 'contradictory' subject-positions, meant that it could only survive through the weakness of its opponents. Indeed, it had derived its initial energy from exploiting unpopular aspects of the old social democratic centre, and of certain labour movement practises, in order to divide and weaken opponents. But given a sufficiently ecumenical crisis, and the revival of radical forces of opposition, the patent weakness of its civil society bases, the lack of popular participation in the regime (even in its limited corporatist forms), and its lack of ability to absorbe and 'transform' popular demands, all become abundantly plain.
On top of this, the national regimes founded on such social pacts are increasingly integrated into global transgovernmental institutions designed to reinforce their lack of responsiveness to popular pressure, to insulate their law-making and economic decision-making processes from popular majorities, while capital has sought to free itself somewhat from controls by national states. The Middle East revolutions show that those who expect 'globalization' in this sense to render the capture of national states irrelevant are mistaken. But if there is a scalar shift taking place in the operation of capitalist power, it is not as yet matched by a global civil society capable of buttressing this transnational power's legitimacy. This affects the level at which revolutionary struggles are pitched, as they increasingly have a regional dimension analogous to the regionalising tendencies within capitalism itself. It also means, however, that reactionary 'anti-capitalist' forces could emerge predicated on national, ethnic or religious revival, particularly if the contending forces reach an impasse, neither able to impose a solution, allowing a charismatic Bonapartist/Caesarist leadership to emerge and carry through a 'passive revolution' that preserves the basic class structure while introducing substantial social changes. Such a tendency is not restricted to, but is most dangerous in, the imperialist states.
Labels: bourgeoisie, capitalist crisis, civil society, gramsci, hegemony, organic crisis, passive revolution, revolution, ruling class
Tuesday, November 11, 2008
Gramsci and the crisis posted by Adam Marks
"In this first crisis of the global age the old free market fundamentalism, no matter how it is dressed up, has been found wanting”. The £500 billion bailout is not “to help the bankers, but to help people like you who put away your savings in a bank, or need a loan to buy a house or start a business…"This is what Gordon Brown said in Sunday’s Observer. It is a fantastically rich and revealing statement. I will restrict myself to regarding how much pressure Gordon Brown is under at the moment. He has to simultaneously rescue British capitalism and the Labour Party. Going into a recession he has to find a way to make working people pay without generating a passive (election defeat) or active (strike wave) reaction from the population.
If you take what he has done and what he proposes to do in the near future at face value, he intends to make workers pay, while rescuing savers and homeowners: there is, of course, a great deal of crossover between the categories.
We have moved from inflation and credit crunch to a full on banking crisis, which, as even Gordon Brown acknowledges, has completely destroyed the governing neo-liberal orthodoxy. The ruling class has to reorganise its system of government across all fronts, economically, politically and ideologically. If it doesn’t it faces the rise of a new politics that puts the entire system into doubt.
The concept of passive revolution, developed by Antonio Gramsci, can be a useful way into thinking about the coming period. Gramsci’s intellect flowered at a time when capitalism and anti-capitalism fought each other to a high stalemate across the globe. Gramsci noted in the related concept of revolution/restoration that this produced unusual and unstable political hybrids. He harvested great insight from comparing the hybrid results of the bourgeois and proletarian revolutions.
Let’s run through passive revolution:
1. Social revolution is the going over of a society from one socio-economic order to another.
2. Successful revolution is usually a combination of two factors, event and process: the storming of the Winter Palace and the toppling of the Provisional government next to the nationalisation and redistribution of land, the agitation for peace on the eastern front, and the establishment of workers control of major industries.
3. The link between these two factors is the mobilisation and organisation of the masses.
4. Significant social change has taken place without obvious mass mobilisations, especially without obvious revolutionary events.
5. Vincenzo Cuoco was a conservative philosopher who speculated upon “passive revolution” in Italy. He wanted to unite the Italian people under a modern state without passing through the Jacobin experience of the French revolution.
6. Antonio Gramsci used the term passive revolution to his own ends. He used it as a way to describe a process of change where the expected bearer of change does not carry out their function. He talked primarily of the Italian Risorgimento of the 19th century but expanded the concept in order to probe the realities and weaknesses of Mussolini’s fascist regime (to a lesser extent developments in the United States and USSR).
7. In the Communist Manifesto Marx and Engels describe how non-capitalist countries adopt capitalist ways on “pain of extinction”. Revolutions of the 17th, 18th and early 19th centuries created liberal states in Britain, France and the Low Countries, allowing capitalism to develop and grow. In order for the Holy Alliance countries to compete (economically and militarily) they had to adopt aspects of the new society, despite having formally restored the Ancien Regime. This is Gramsci’s related concept of revolution/restoration. The old society takes on aspects of the new in order to sustain itself.
8. In the absence of a wealthy bourgeoisie with a strong culture able to lead masses of ordinary people other actors filled the void. In the 19th century this was commonly the state. For Germany the Prussian monarchy, for Italy Piedmont, for Japan the restored emperor. These bodies, linked to old ruling classes, generally carried out basic reforms essential to the growth of capitalism: a unitary state with a single set of laws, customs and currency, a single monopoly of violence and so forth.
9. Gramsci took Mussolini’s regime to be a modern incarnation of the passive revolution. The working class proved itself unable to strike for power during the Red Years of 1919-20. The capitalist class could no more establish order and stable hegemony. Mussolini’s fascists became a middle-class proxy for capitalist rule. The regime firstly crushed the working class as an organised political force but secondly adopted aspects of the working class programme, in particular the planned economy, and used them for capitalist ends.
10. Another example of the adoption of socialist measures for capitalist ends is international co-operation. The working class invented international cooperation, practiced through several Internationals. As capitalism grows and ages it produces bodies and agencies such as the EU, NAFTA, IMF, WTO, the UN and so forth. The interpenetration of national capital requires international cooperation to work.
11. The progress of passive revolution toward socialism creates a problem. Capital and Labour are antagonistic opposites. There cannot be hybrid worker/capitalist formations therefore there cannot be (stable) worker/capitalist states.
12. The passive revolution can be adapted to modern conditions through the theory of deflected permanent revolution. Middle class radicals in 3rd world countries looked to the USSR, with a formally socialist framework left over after the defeat of the 1917 revolution, as a means of overcoming imperialism and underdevelopment. The revolutions carried out by these groups were bourgeois. They created independent centres of accumulation.
13. The only way to achieve genuine, worthwhile socialism is through an active revolution: the conscious actions of oppressed people, led by the organised working class.
There are some simple applications we can make to modern politics and the current situation. Firstly, international cooperation is the recognised future of mankind. Every serious political and economic force in the world today recognises this. All artistic and philosophical speculation about the future takes this for granted.
The International Working Men’s Association formally consecrated cooperation in 1864, when the ruling class was still trying to form bodies such as Italy, Germany and the United States. There is a reason for this.
Capitalism was founded by revolutions creating unitary states. Competition between different blocs of capital in time became fused with competition between different states. A new, global system was formed out of the feudal patchwork where the ruling class, through its internal competition, was crucially for and against itself.
All subsequent attempts to foster ruling class unity and harmony have foundered on the same fact. The United Nations, for example, was formed at the end of World War Two to promote understanding between peoples. If it ever fulfilled that function it was soon taken over by the five permanent members of the Security Council, dominated by the USA.
It’s worth remembering, with the calls for a new Bretton Woods agreement and the general revival of the ideas of John Maynard Keynes, ‘Keynesianism’ as JM Keynes understood it was never really put into practice. The original plan was to have an international super-currency for nations to multinationals to trade in. The American government nixed this, insisting the dollar become the international reserve currency. Much of modern economic and social history has been shaped by this fact.
The short answer is cooperation between competing blocs of capital and their associated states will be difficult to pull off and hard to sustain.
One final observation, there is a theme running through the list of actors in the passive revolution: deep authoritarianism. As Engels once said, a revolution is an authoritarian thing. There is a huge difference between authority imposed from above and authority developed from below, transformation driven by a minority and transformation driven by the majority. Whether it was led Hitler, Stalin or Joe McCarthy, the ruling class movement needed huge doses of violence and militarism to effect the passive revolution.
The global crisis of capitalism is the cue for the anti-capitalist actor to step in from the wings. If the movement against capitalism does not begin to reach for power, power may begin to reach for us. We could face an unpleasant future.
Labels: capitalist crisis, gramsci, passive revolution










